Duffy, Craig Andrew
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2003-10-13 | 2017-12-18 | Rep | Advising on corporate finance | 2008-09-19 | 2017-12-18 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2003-10-16 | 2004-07-07 | RO | Dealing in securities | 2004-07-07 | 2012-01-31 |
| 3 | GLP HK Investment Management Limited | RO | Advising on securities | 2020-03-12 | RO | Asset management | 2020-03-12 | RO | Dealing in securities | 2020-03-12 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2003-09-10 | Rep | Asset management | 2003-09-10 | Rep | Advising on corporate finance | 2003-10-10 | Rep | Automated trading services | 2003-10-10 | Rep | Dealing in securities | 2003-10-10 |
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