Edelist, Andrew Wayne
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2014-11-25 | 2016-07-20 |
2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2005-03-17 | 2008-07-11 |
3 | Macquarie Asia Securities Limited | Rep | Dealing in futures contracts | 2008-10-08 | 2009-03-03 |
4 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-11-22 | 2013-08-31 |
5 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2013-06-03 | 2014-01-06 |
6 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2014-11-25 | 2016-07-20 |
7 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2005-02-24 | 2008-07-11 |
8 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2008-10-08 | 2010-09-21 |
9 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2010-11-22 | 2014-01-06 |
10 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2010-11-22 | 2013-08-31 |
11 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2014-11-25 | 2016-07-20 |
12 | SG SECURITIES (HK) LIMITED | RO | Automated trading services | 2016-07-20 | 2017-05-31 |
13 | Macquarie Asia Securities Limited | RO | Dealing in futures contracts | 2009-03-03 | 2010-09-21 |
14 | SG SECURITIES (HK) LIMITED | RO | Dealing in futures contracts | 2016-07-20 | 2017-05-31 |
15 | SG SECURITIES (HK) LIMITED | RO | Dealing in securities | 2016-07-20 | 2017-05-31 |
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