Farrell, Douglas John

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Citigroup Global Markets Asia Limited Rep Advising on corporate finance 2010-06-25 2014-07-31
Rep Dealing in securities 2010-06-25 2014-07-31
2 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in securities 2010-06-25 2012-01-31
3 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Advising on corporate finance 2009-11-24 2010-03-20
Rep Advising on securities 2009-11-24 2010-03-20
Rep Dealing in securities 2009-11-24 2010-03-20

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