Gao, Hui (SFC:AKP556) 高暉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2010-07-23 | 2016-05-21 | Rep | Dealing in futures contracts | 2013-06-17 | 2016-05-21 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-07-23 | 2013-08-31 | Rep | Dealing in securities | 2010-07-23 | 2013-08-31 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2004-05-18 | 2008-03-18 | Rep | Dealing in securities | 2007-06-06 | 2008-03-18 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-04-15 | 2009-10-10 | Rep | Advising on corporate finance | 2008-06-12 | 2009-10-10 | Rep | Advising on securities | 2009-04-24 | 2009-10-10 |
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