Ghosh, Anandomoy
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-11-16 | 2006-10-27 | Rep | Dealing in futures contracts | 2008-06-02 | 2009-06-10 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-06-02 | 2009-06-10 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2009-12-18 | 2011-11-29 |
| 4 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2009-12-18 | 2011-11-29 | Rep | Dealing in securities | 2009-12-18 | 2011-11-29 |
| 5 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2006-12-06 | 2008-03-18 | Rep | Dealing in securities | 2006-12-06 | 2008-03-18 |
| 6 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2004-11-16 | 2006-10-27 |
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