Ho, Benny Tak Ming 何德明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Amital Asset Management Limited | RO | Advising on securities | 2013-01-23 | 2013-05-24 | RO | Asset management | 2013-01-23 | 2013-05-24 |
| 2 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2012-03-26 | 2012-06-15 | Rep | Dealing in futures contracts | 2012-03-26 | 2012-06-15 | Rep | Dealing in securities | 2012-03-26 | 2012-06-15 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2011-03-22 | 2011-11-23 |
| 4 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-03-22 | 2011-11-23 | Rep | Dealing in securities | 2011-03-22 | 2011-11-23 |
| 5 | FWD Life Insurance Company (Bermuda) Limited | Rep | Advising on securities | 2006-04-03 | 2007-08-15 | Rep | Asset management | 2006-04-03 | 2007-08-15 |
| 6 | Goldman Sachs Investment Management Hong Kong Limited | Rep | Advising on securities | 2004-01-06 | 2006-05-09 | Rep | Asset management | 2004-01-06 | 2006-05-09 | Rep | Dealing in securities | 2004-01-06 | 2006-05-09 | RO | Advising on securities | 2006-05-09 | 2007-08-15 | RO | Asset management | 2006-05-09 | 2007-08-15 | RO | Dealing in securities | 2006-05-09 | 2007-08-15 |
| 7 | HARMONY ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2012-07-09 | 2012-11-26 | Rep | Asset management | 2012-07-09 | 2012-11-26 | RO | Advising on securities | 2012-11-26 | 2013-05-24 | RO | Asset management | 2012-11-26 | 2013-05-24 | Rep | Advising on securities | 2013-05-24 | 2014-04-14 | Rep | Asset management | 2013-05-24 | 2014-04-14 |
| 8 | KGI ASIA LIMITED | Rep | Dealing in securities | 2015-09-18 | 2015-12-25 |
| 9 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-09-18 | 2015-12-25 |
| 10 | NEXUS INVESTMENT MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2007-10-31 | 2007-11-15 | Rep | Asset management | 2007-10-31 | 2007-11-15 | RO | Advising on securities | 2007-11-15 | 2011-02-09 | RO | Asset management | 2007-11-15 | 2011-02-09 |
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