Hui, Bosco Tien Ruey 許天瑞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-06-27 | Rep | Advising on securities | 2018-06-27 |
2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2011-08-01 | 2013-09-13 | Rep | Dealing in securities | 2011-08-01 | 2013-09-13 |
3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2011-08-01 | 2012-01-31 |
4 | CLSA LIMITED | Rep | Dealing in securities | 2018-06-27 | Rep | Advising on securities | 2018-06-27 | 2021-07-20 |
5 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2013-10-30 | 2016-05-14 |
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