Hui, Henry Chun Wai 許振威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-05-25 | 2013-04-17 |
2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-05-25 | 2013-04-17 |
3 | CREDIT AGRICOLE CHEUVREUX SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-07-09 | Rep | Advising on securities | 2003-07-09 | Rep | Asset management | 2003-07-09 | Rep | Dealing in securities | 2003-09-30 |
4 | Hammer Capital Asset Management Limited | Rep | Asset management | 2020-09-21 | 2021-02-28 | Rep | Advising on securities | 2021-01-22 | 2021-02-28 |
5 | Newedge Broker Hong Kong Limited | Rep | Advising on futures contracts | 2003-07-09 | Rep | Asset management | 2003-07-09 | Rep | Automated trading services | 2003-07-09 | Rep | Dealing in futures contracts | 2003-10-28 |
6 | SG Asset Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-07-09 | Rep | Advising on securities | 2003-07-09 | Rep | Asset management | 2003-07-09 | Rep | Automated trading services | 2003-07-09 | Rep | Dealing in securities | 2004-07-26 | Rep | Dealing in futures contracts | 2003-10-28 | 2004-07-26 |
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