Hurst, Richard Mark
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2010-11-15 | 2019-04-12 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2010-11-15 | 2013-08-31 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2005-02-14 | 2007-04-21 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2005-01-05 | Rep | Advising on securities | 2005-01-05 | Rep | Asset management | 2005-01-05 | Rep | Automated trading services | 2005-01-05 | Rep | Dealing in securities | 2005-01-05 |
| 5 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2005-01-05 | Rep | Advising on securities | 2005-01-05 | Rep | Asset management | 2005-01-05 | Rep | Dealing in securities | 2005-01-05 |
| 6 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-06-18 | 2010-06-11 | Rep | Automated trading services | 2007-07-27 | 2010-06-11 |
| 7 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2007-07-27 | 2010-06-11 |
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