Jiang, Xiaoyan (SFC:AVP036) 蔣小燕

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Citigroup Global Markets Asia Limited Rep Dealing in securities 2010-07-29 2013-04-19
Rep Advising on securities 2011-09-05 2013-04-19
2 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in futures contracts 2010-07-29 2013-04-19
3 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Rep Advising on securities 2013-10-25 2019-09-04
Rep Dealing in securities 2013-10-25 2019-09-04
RO Advising on securities 2019-09-04
RO Dealing in securities 2019-09-04

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