Kim, Chul Young
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2010-07-08 | 2015-10-05 | Rep | Dealing in securities | 2010-07-08 | 2015-10-05 | RO | Advising on corporate finance | 2015-10-05 | 2019-03-18 | RO | Dealing in securities | 2015-10-05 | 2019-03-18 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2010-07-08 | 2012-01-31 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2006-02-03 | 2007-08-16 | Rep | Advising on securities | 2006-02-03 | 2007-08-16 | Rep | Dealing in securities | 2006-02-03 | 2007-08-16 |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2007-09-12 | 2008-09-29 | Rep | Advising on securities | 2007-09-12 | 2008-09-29 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-10-10 | 2010-05-25 | Rep | Advising on securities | 2008-10-10 | 2010-05-25 | Rep | Dealing in securities | 2009-12-30 | 2010-05-25 |
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