Kwok, Sin Hung 郭倩紅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on futures contracts | 2004-11-10 | Rep | Advising on securities | 2004-11-10 | Rep | Asset management | 2004-11-10 |
2 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2010-09-15 | 2012-07-18 |
3 | CLSA LIMITED | Rep | Advising on securities | 2019-12-24 | 2024-01-04 |
4 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2024-04-05 |
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