Lai, Pei Chung 黎沛沖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2022-08-09 | |
2 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2012-03-12 | 2012-10-30 |
3 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2012-12-04 | 2017-01-04 | Rep | Advising on corporate finance | 2012-12-04 | 2017-03-28 | RO | Dealing in securities | 2017-01-04 | 2017-10-12 | RO | Advising on corporate finance | 2017-03-28 | 2017-10-12 |
4 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2017-12-04 | 2018-07-06 | Rep | Advising on securities | 2017-12-04 | 2018-08-16 | Rep | Dealing in securities | 2017-12-04 | 2018-08-16 | RO | Advising on corporate finance | 2018-07-06 | 2020-08-14 | RO | Advising on securities | 2018-08-16 | 2020-08-14 | RO | Dealing in securities | 2018-08-16 | 2020-08-14 |
5 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2010-09-21 | 2011-12-01 | Rep | Dealing in securities | 2010-09-21 | 2011-12-01 |
6 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2010-09-21 | 2011-12-01 |
7 | Fosun International Securities Limited | Rep | Advising on corporate finance | 2020-10-30 | 2020-12-31 | Rep | Dealing in securities | 2020-10-30 | 2020-12-31 |
8 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2006-08-29 | 2008-09-29 | Rep | Advising on securities | 2006-08-29 | 2008-09-29 |
9 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-10-10 | 2010-07-01 | Rep | Advising on securities | 2008-10-10 | 2010-07-01 | Rep | Dealing in securities | 2009-12-21 | 2010-07-01 |
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