Lam, Ka Wai (SFC:AOU392) 林嘉惟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2010-12-22 | 2017-08-30 |
2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-04-11 | 2010-09-22 | Rep | Advising on securities | 2010-04-08 | 2010-09-22 |
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