Lau, Hin Tat 劉顯達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2006-05-08 | |
2 | Credit Agricole Securities (Asia) Limited | Rep | Advising on securities | 2004-01-02 | 2006-03-31 |
3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-11-22 | Rep | Advising on securities | 2003-11-22 | Rep | Asset management | 2003-11-22 | Rep | Dealing in securities | 2003-11-22 |
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