Law, Ernest Kwan Hon 羅君瀚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2010-06-04 | 2013-03-25 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-06-04 | 2013-03-25 | Rep | Dealing in securities | 2010-06-04 | 2013-03-25 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-01-08 | Rep | Asset management | 2004-01-08 | Rep | Advising on securities | 2004-04-17 | Rep | Dealing in securities | 2004-08-16 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2013-10-15 | 2015-08-29 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-10-15 | 2015-08-29 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-09-09 | 2010-03-05 |
| 7 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-04-23 | 2010-03-05 |
| 8 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-09-09 | 2010-03-05 |
| 9 | Segantii Capital Management Limited | Rep | Asset management | 2015-09-14 | 2020-05-29 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy