Lee, Geun Cheol
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2012-05-17 | 2016-09-02 | Rep | Dealing in futures contracts | 2012-06-18 | 2016-09-02 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-10-16 | Rep | Advising on securities | 2003-10-16 | Rep | Asset management | 2003-10-16 | Rep | Automated trading services | 2003-10-16 | Rep | Dealing in securities | 2011-11-30 | Rep | Advising on securities | 2008-01-04 | 2011-11-30 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2003-10-24 | 2011-11-30 | Rep | Dealing in futures contracts | 2003-11-27 | 2011-11-30 |
| 4 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2012-03-01 | 2012-03-29 | Rep | Dealing in securities | 2012-03-01 | 2012-03-29 |
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