Lee, Samuel Man Fat 李萬發
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABN AMRO (HONG KONG) LIMITED | Rep | Advising on securities | 2004-11-05 | Rep | Dealing in securities | 2004-11-05 |
| 2 | ABN AMRO Clearing Hong Kong Limited | Rep | Advising on securities | 2004-11-05 | Rep | Automated trading services | 2004-11-05 | Rep | Dealing in securities | 2004-11-05 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2009-12-14 | 2014-07-16 | Rep | Dealing in futures contracts | 2013-05-31 | 2014-07-16 |
| 4 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2009-12-14 | 2013-08-31 | Rep | Dealing in securities | 2009-12-14 | 2013-08-31 |
| 5 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2004-12-03 | 2009-09-05 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2004-12-03 | 2009-09-05 | Rep | Dealing in securities | 2004-12-03 | 2009-09-05 |
| 7 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2004-12-03 | 2009-09-05 |
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