Lee, Shu Fan (SFC:AVZ082) 李樹勳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2010-09-30 | 2011-11-30 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-09-30 | 2011-11-30 | Rep | Dealing in securities | 2010-09-30 | 2011-11-30 |
| 3 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-01-17 | |
| 4 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2017-01-17 | 2017-09-11 |
| 5 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-01-17 | |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-04-02 | 2016-12-10 |
| 7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-04-02 | 2016-12-10 |
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