Li, Tsz Wai 李梓維
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2025-02-17 | Rep | Dealing in securities | 2025-02-17 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2010-12-14 | 2014-11-14 | Rep | Dealing in futures contracts | 2013-05-31 | 2014-11-14 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-12-14 | 2013-08-31 |
| 4 | CSOP Asset Management Limited | Rep | Advising on securities | 2015-01-29 | 2017-12-15 | Rep | Asset management | 2015-01-29 | 2017-12-15 | Rep | Dealing in securities | 2015-07-22 | 2017-12-15 |
| 5 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2018-01-11 | 2021-02-19 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2021-03-23 | 2024-11-22 | Rep | Dealing in futures contracts | 2021-04-28 | 2024-11-22 |
| 7 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2021-03-23 | 2024-11-22 | Rep | Dealing in futures contracts | 2023-07-18 | 2024-11-22 |
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