Li, Yijun (SFC:AMF468) 李軼珺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-05-21 | 2013-06-25 | Rep | Dealing in futures contracts | 2013-05-30 | 2013-06-25 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-06-21 | 2013-06-25 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-07-13 | 2007-03-23 | Rep | Advising on securities | 2005-07-13 | 2007-03-23 | Rep | Dealing in securities | 2005-07-13 | 2007-03-23 |
| 4 | L&R CAPITAL LIMITED | Rep | Advising on securities | 2022-05-03 | 2022-07-28 | Rep | Asset management | 2022-05-03 | 2022-07-28 | RO | Advising on securities | 2022-07-28 | RO | Asset management | 2022-07-28 |
| 5 | Prudence Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2017-10-25 | 2018-05-03 | Rep | Advising on securities | 2017-10-25 | 2021-10-29 | Rep | Asset management | 2017-10-25 | 2021-10-29 | RO | Dealing in securities | 2018-05-03 | 2021-04-28 |
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