Lian, Lian (SFC:AMO372) 連漣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China International Capital Corporation (International) Limited | Rep | Advising on corporate finance | 2005-10-19 | 2006-08-13 |
2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2006-09-08 | 2012-07-13 | Rep | Dealing in securities | 2006-09-11 | 2012-07-13 |
3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2006-09-11 | 2012-01-31 |
4 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2012-09-24 | Rep | Advising on securities | 2012-09-24 | Rep | Dealing in securities | 2012-09-24 |
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