Lim, Kim Huat (SFC:AXH542)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Automated trading services | 2011-05-18 | 2012-03-13 | Rep | Dealing in securities | 2011-05-18 | 2015-08-21 | Rep | Dealing in futures contracts | 2013-05-31 | 2015-08-21 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-05-18 | 2013-08-31 | Rep | Dealing in securities | 2011-05-18 | 2013-08-31 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2015-10-23 | 2016-05-03 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2015-10-23 | 2016-05-03 | Rep | Dealing in securities | 2015-10-23 | 2016-05-03 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy