Liu, Yifan (SFC:AXV269) 劉一帆

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Citigroup Global Markets Asia Limited Rep Advising on corporate finance 2011-08-15 2012-11-23
Rep Dealing in securities 2011-08-15 2012-11-23
2 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in securities 2011-08-15 2012-01-31
3 Lochpine Capital Limited RO Advising on securities 2024-08-16
RO Asset management 2024-08-16
4 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Advising on corporate finance 2020-07-08 2023-10-24
Rep Advising on securities 2020-07-08 2023-10-24
Rep Dealing in securities 2020-07-08 2023-10-24

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