Liu, Yifan (SFC:AXV269) 劉一帆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2011-08-15 | 2012-11-23 | Rep | Dealing in securities | 2011-08-15 | 2012-11-23 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2011-08-15 | 2012-01-31 |
| 3 | Lochpine Capital Limited | RO | Advising on securities | 2024-08-16 | RO | Asset management | 2024-08-16 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2020-07-08 | 2023-10-24 | Rep | Advising on securities | 2020-07-08 | 2023-10-24 | Rep | Dealing in securities | 2020-07-08 | 2023-10-24 |
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