Lo, Yin Ping (SFC:ABZ368) 勞燕萍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2004-03-01 | Rep | Advising on securities | 2004-03-01 | Rep | Asset management | 2004-03-01 | Rep | Automated trading services | 2004-03-01 | Rep | Dealing in securities | 2007-12-22 | Rep | Dealing in securities | 2009-04-22 | 2013-04-03 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2008-01-07 | 2009-03-04 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-18 | 2022-01-31 |
| 4 | STOCKWELL SECURITIES LIMITED | Rep | Dealing in securities | 2013-10-09 | 2017-09-29 |
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