Lu, Dong (SFC:AXN254) 呂棟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2011-07-08 | 2011-11-07 | Rep | Dealing in securities | 2011-07-08 | 2011-11-07 |
| 2 | GaoTeng Global Asset Management Limited | Rep | Advising on securities | 2018-09-24 | Rep | Asset management | 2018-09-24 |
| 3 | MUFG Securities Asia Limited | Rep | Advising on corporate finance | 2013-06-13 | 2013-07-17 | Rep | Dealing in securities | 2013-06-13 | 2013-07-17 |
| 4 | Samsung Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2017-08-02 | 2018-04-30 | Rep | Asset management | 2017-08-02 | 2018-04-30 |
| 5 | Shinhan Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2016-01-22 | 2017-05-12 | Rep | Asset management | 2016-01-22 | 2017-05-12 |
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