Lui, Jervis Chun Wai 呂俊為
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2004-06-24 | 2013-05-08 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2004-06-24 | 2013-05-08 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2016-04-22 | 2016-09-02 | Rep | Dealing in securities | 2016-04-22 | 2016-09-02 | RO | Dealing in securities | 2016-09-02 | RO | Dealing in futures contracts | 2016-09-02 | 2017-07-03 | Rep | Dealing in futures contracts | 2019-10-03 | 2020-02-26 | RO | Dealing in futures contracts | 2020-02-26 |
| 4 | Credit Suisse Securities (Hong Kong) Limited | RO | Dealing in securities | 2023-11-13 | |
| 5 | DEUTSCHE FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2003-11-14 | 2004-06-24 |
| 6 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2003-11-14 | 2004-06-24 | Rep | Dealing in futures contracts | 2004-03-30 | 2004-06-24 |
| 7 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2003-10-09 | Rep | Advising on securities | 2003-10-09 | Rep | Asset management | 2003-10-09 | Rep | Dealing in securities | 2003-10-09 |
| 8 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-10-09 | Rep | Advising on securities | 2003-10-09 | Rep | Asset management | 2003-10-09 | Rep | Dealing in securities | 2003-10-09 |
| 9 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2003-10-09 | Rep | Asset management | 2003-10-09 | Rep | Dealing in futures contracts | 2003-10-09 |
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