Lui, Yin Ting Cindy 呂彥婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-09-21 | 2019-03-22 | Rep | Dealing in futures contracts | 2013-05-31 | 2019-03-22 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-09-21 | 2013-08-31 | Rep | Dealing in securities | 2007-09-21 | 2013-08-31 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-05-20 | |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2021-05-20 | Rep | Dealing in securities | 2021-05-20 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2019-11-25 | 2020-01-07 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-11-25 | 2020-01-07 |
| 7 | RONGTONG GLOBAL INVESTMENT LIMITED | Rep | Dealing in securities | 2020-03-06 | 2021-03-18 | Rep | Advising on securities | 2020-05-22 | 2021-03-18 | Rep | Asset management | 2020-05-22 | 2021-03-18 |
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