McDermott, Glen Michael
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2011-02-21 | 2014-12-15 | Rep | Dealing in securities | 2011-02-21 | 2014-12-15 | Rep | Advising on securities | 2011-03-09 | 2014-12-15 | Rep | Dealing in futures contracts | 2013-05-31 | 2014-12-15 |
2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-02-21 | 2013-08-31 | Rep | Dealing in securities | 2011-02-21 | 2013-08-31 |
3 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2015-08-25 | 2016-09-15 |
4 | INVESCO HONG KONG LIMITED | Rep | Advising on securities | 2015-08-25 | 2016-09-15 | Rep | Dealing in securities | 2015-08-25 | 2016-09-15 |
5 | ORION INVESTMENT MANAGEMENT LIMITED | RO | Advising on corporate finance | 2009-11-06 | 2011-01-31 | RO | Advising on securities | 2009-11-06 | 2011-01-31 | RO | Dealing in securities | 2009-11-06 | 2011-01-31 |
6 | Wells Fargo Securities Asia Limited | Rep | Advising on securities | 2008-09-01 | 2009-03-13 | Rep | Asset management | 2008-09-01 | 2009-03-13 | Rep | Dealing in securities | 2008-09-01 | 2009-03-13 |
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