Mitchell, Rupert Douglas Alexander
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Aletheia Analyst Network Limited | Rep | Advising on securities | 2017-01-12 | 2018-03-27 |
2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-09-01 | Rep | Advising on securities | 2003-09-01 | Rep | Asset management | 2003-09-01 | Rep | Automated trading services | 2003-09-01 | Rep | Dealing in securities | 2003-09-01 | Rep | Advising on corporate finance | 2010-10-04 | 2014-02-24 | Rep | Dealing in securities | 2010-10-04 | 2014-02-24 |
3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2010-10-04 | 2012-01-31 |
4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2014-05-21 | 2016-12-03 |
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