Na, Mufu 那木夫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2013-01-02 | 2014-11-07 |
| 2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-10-19 | 2023-11-22 | Rep | Advising on securities | 2015-10-19 | 2023-11-22 | RO | Advising on corporate finance | 2023-11-22 | RO | Advising on securities | 2023-11-22 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2011-07-25 | 2012-07-16 | Rep | Dealing in securities | 2011-07-25 | 2012-07-16 |
| 4 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2011-07-25 | 2012-01-31 |
| 5 | CLSA LIMITED | Rep | Advising on securities | 2015-10-19 | 2021-07-20 | Rep | Dealing in securities | 2015-10-19 | 2023-11-22 | RO | Dealing in securities | 2023-11-22 |
| 6 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2014-12-08 | 2015-07-17 | Rep | Advising on securities | 2014-12-08 | 2015-07-17 | Rep | Dealing in securities | 2014-12-08 | 2015-07-17 |
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