O'Sullivan, Ian James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2004-12-13 | 2008-09-01 | Rep | Automated trading services | 2011-09-01 | 2019-04-10 | Rep | Dealing in securities | 2011-09-01 | 2019-04-10 | Rep | Dealing in futures contracts | 2013-05-31 | 2019-04-10 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2004-12-13 | 2008-09-01 | Rep | Dealing in securities | 2004-12-13 | 2008-09-01 | Rep | Dealing in futures contracts | 2011-09-01 | 2013-08-31 | Rep | Dealing in securities | 2011-09-01 | 2013-08-31 |
| 3 | Knight Capital Asia Limited | Rep | Dealing in securities | 2008-10-27 | 2010-08-18 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2010-08-19 | 2011-07-27 |
| 5 | Maso Capital Partners Limited | Rep | Asset management | 2020-04-28 | |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2004-07-28 | Rep | Advising on securities | 2004-07-28 | Rep | Asset management | 2004-07-28 | Rep | Automated trading services | 2004-07-28 | Rep | Dealing in securities | 2004-07-28 |
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