Ong, Guan Ten (SFC:AGA441) 王沅展
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 3V Capital Limited | Rep | Dealing in securities | 2005-07-21 | 2007-03-14 | Rep | Advising on securities | 2005-09-02 | 2007-03-14 | RO | Advising on securities | 2007-03-14 | 2013-08-27 | RO | Dealing in securities | 2007-03-14 | 2013-08-27 |
| 2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2004-01-28 | 2005-07-14 |
| 3 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2013-09-23 | 2021-10-11 | Rep | Dealing in securities | 2013-09-23 | 2021-10-11 |
| 4 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on corporate finance | 2004-01-05 | Rep | Advising on securities | 2004-01-05 | Rep | Asset management | 2004-01-05 | Rep | Automated trading services | 2004-01-05 | Rep | Dealing in securities | 2004-01-20 |
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