Ng, Doris Sock Meng
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AIF CAPITAL LIMITED | Rep | Asset management | 2009-06-08 | 2016-11-24 | Rep | Advising on securities | 2009-06-08 | 2018-11-01 |
| 2 | HAMON ASIAN ADVISORS LIMITED | Rep | Advising on securities | 2023-02-20 | Rep | Asset management | 2023-02-20 |
| 3 | HAMON ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2023-02-20 | Rep | Asset management | 2023-02-20 |
| 4 | HAMON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2023-02-20 | Rep | Asset management | 2023-02-20 |
| 5 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-11-15 | 2008-12-02 | Rep | Dealing in securities | 2004-11-15 | 2008-12-02 |
| 6 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-11-15 | 2008-12-02 |
| 7 | MASON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2019-04-29 | 2019-12-18 | Rep | Asset management | 2019-05-24 | 2019-12-18 | Rep | Dealing in securities | 2019-05-24 | 2019-12-18 |
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