Yiu, Kenny Oi Kan 姚凱勤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AIF CAPITAL LIMITED | Rep | Advising on securities | 2006-10-18 | 2013-05-31 | Rep | Asset management | 2006-10-18 | 2013-05-31 |
| 2 | CC Finance Limited | Rep | Advising on corporate finance | 2013-10-09 | 2019-05-31 | Rep | Advising on securities | 2013-10-09 | 2019-05-31 | Rep | Dealing in securities | 2013-10-09 | 2019-05-31 |
| 3 | CC SIF Advisory Limited | Rep | Asset management | 2013-10-09 | 2014-07-10 | Rep | Advising on corporate finance | 2013-10-09 | 2019-05-31 | Rep | Advising on securities | 2013-10-09 | 2019-05-31 | RO | Asset management | 2014-07-10 | 2019-05-31 |
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