Hui, Yee Kwong 許沂光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED | RO | Advising on corporate finance | 2004-11-03 | RO | Advising on futures contracts | 2011-10-31 | RO | Advising on securities | 2011-10-31 | RO | Asset management | 2011-10-31 |
| 2 | CNCB (Hong Kong) Capital Limited | RO | Advising on futures contracts | 2011-01-14 | RO | Advising on securities | 2011-01-14 | RO | Asset management | 2011-01-14 | RO | Advising on futures contracts | 2011-12-29 | 2012-12-19 | RO | Advising on securities | 2011-12-29 | 2012-12-19 | RO | Asset management | 2011-12-29 | 2012-12-19 |
| 3 | INVESTPORT (H.K.) LIMITED | RO | Advising on futures contracts | 2016-08-29 | RO | Advising on securities | 2016-08-29 | RO | Asset management | 2016-08-29 | RO | Dealing in securities | 2016-08-29 |
| 4 | YF ASSET MANAGEMENT LIMITED | RO | Advising on futures contracts | 2013-04-16 | 2016-08-25 | RO | Advising on securities | 2013-04-16 | 2016-08-25 | RO | Asset management | 2013-04-16 | 2016-08-25 |
| 5 | YF FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2013-04-29 | 2016-08-25 |
| 6 | YF SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2013-04-29 | 2016-08-25 |
| 7 | Zhongrong International Futures Co., Limited | RO | Advising on futures contracts | 2003-10-30 | RO | Asset management | 2003-10-30 | RO | Dealing in futures contracts | 2009-08-01 |
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