Yang, Wu-Kuang 楊武光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-05-14 | 2014-05-10 |
| 2 | MUSHK Limited | Rep | Advising on securities | 2008-10-02 | 2010-06-01 | Rep | Dealing in securities | 2008-10-02 | 2010-06-01 |
| 3 | Oppenheimer Investments Asia Limited | Rep | Dealing in securities | 2011-10-27 | 2012-03-30 |
| 4 | ORION INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2010-06-29 | 2011-09-20 | Rep | Dealing in securities | 2010-06-29 | 2011-09-20 |
| 5 | Rich Union Securities (H.K.) Limited | Rep | Advising on securities | 2007-05-30 | 2008-09-08 | Rep | Dealing in securities | 2007-05-30 | 2008-09-08 | Rep | Asset management | 2014-08-18 | 2016-01-15 | Rep | Dealing in securities | 2014-08-18 | 2016-01-15 |
| 6 | Yuanta Securities (Hong Kong) Company Limited | Rep | Asset management | 2016-01-22 | Rep | Dealing in securities | 2016-01-22 | 2017-08-22 | RO | Dealing in securities | 2017-08-22 |
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