Li, Shui Hong 李瑞康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BWC FOREX LIMITED | RO | Leveraged foreign exchange trading | 2009-12-11 | 2012-05-31 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2006-04-10 | 2007-05-19 |
| 3 | ETRADE SECURITIES (HONG KONG) LIMITED | RO | Leveraged foreign exchange trading | 2004-03-19 | 2005-05-04 | Rep | Dealing in securities | 2004-08-10 | 2005-05-04 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-04-10 | 2007-05-19 |
| 5 | Hafoo Securities Limited | Rep | Dealing in securities | 2010-05-20 | 2010-07-09 | RO | Dealing in securities | 2010-07-09 | 2011-02-10 | Rep | Dealing in securities | 2011-02-10 | 2012-05-31 |
| 6 | Nerico Brothers Limited (HK) | Rep | Leveraged foreign exchange trading | 2012-07-24 | 2012-07-26 | Rep | Dealing in securities | 2012-07-24 | 2017-06-22 | RO | Leveraged foreign exchange trading | 2012-07-26 | 2017-06-22 |
| 7 | SHUN LOONG FOREX COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2003-07-31 | Rep | Leveraged foreign exchange trading | 2005-05-30 | 2005-08-08 | RO | Leveraged foreign exchange trading | 2005-08-08 | 2007-05-19 |
| 8 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-05-30 | 2007-05-19 |
| 9 | WILSON SECURITIES LIMITED | Rep | Advising on securities | 2010-06-07 | 2012-05-31 |
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