Li, Shui Hong 李瑞康

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 WILSON SECURITIES LIMITED Rep Advising on securities 2010-06-07 2012-05-31
2 ETRADE SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2004-08-10 2005-05-04
SHUN LOONG SECURITIES COMPANY LIMITED Rep 2005-05-30 2007-05-19
Everbright Securities Investment Services (HK) Limited Rep 2006-04-10 2007-05-19
Hafoo Securities Limited Rep 2010-05-20 2010-07-09
Hafoo Securities Limited RO 2010-07-09 2011-02-10
Hafoo Securities Limited Rep 2011-02-10 2012-05-31
Nerico Brothers Limited (HK) Rep 2012-07-24 2017-06-22
3 SHUN LOONG FOREX COMPANY LIMITED Rep Leveraged foreign exchange trading 2003-07-31
ETRADE SECURITIES (HONG KONG) LIMITED RO 2004-03-19 2005-05-04
SHUN LOONG FOREX COMPANY LIMITED Rep 2005-05-30 2005-08-08
SHUN LOONG FOREX COMPANY LIMITED RO 2005-08-08 2007-05-19
CES Forex (HK) Limited Rep 2006-04-10 2007-05-19
BWC FOREX LIMITED RO 2009-12-11 2012-05-31
Nerico Brothers Limited (HK) Rep 2012-07-24 2012-07-26
Nerico Brothers Limited (HK) RO 2012-07-26 2017-06-22

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