Law, Edmond Chi Yuen 羅志遠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BWC FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2010-01-07 | 2012-05-31 |
2 | CIF Global Markets (HK) Limited | RO | Leveraged foreign exchange trading | 2017-09-15 | 2019-02-06 |
3 | CIF Securities Futures Limited | RO | Dealing in securities | 2018-08-28 | 2019-02-06 |
4 | Hafoo Securities Limited | Rep | Dealing in securities | 2010-01-07 | 2011-03-08 | RO | Dealing in securities | 2011-03-08 | 2012-05-31 |
5 | Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2012-07-03 | 2017-09-12 | Rep | Leveraged foreign exchange trading | 2012-07-03 | 2017-09-12 |
6 | WILSON SECURITIES LIMITED | Rep | Advising on securities | 2010-06-01 | 2011-05-19 | RO | Advising on securities | 2011-05-19 | 2012-05-31 | RO | Dealing in securities | 2011-05-19 | 2012-05-31 |
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