Lo, Henry Hang Wai 盧行偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2008-01-28 | 2010-11-01 | WILSON SECURITIES LIMITED | Rep | 2010-11-26 | 2012-11-09 |
2 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-01-28 | 2010-11-01 | Hafoo Securities Limited | Rep | 2010-11-26 | 2012-11-09 | WILSON SECURITIES LIMITED | Rep | 2010-11-26 | 2012-11-09 | EMPEROR SECURITIES LIMITED (HK) | Rep | 2015-11-05 |
3 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Leveraged foreign exchange trading | 2008-11-03 | 2010-11-01 | BWC FOREX LIMITED | Rep | 2010-11-26 | 2012-11-09 |
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