Cao, Xianghua (SFC:AVC718) 曹向華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Hafoo Securities Limited | Rep | Dealing in securities | 2010-08-04 | 2011-09-16 |
| 2 | KGI ASIA LIMITED | Rep | Advising on securities | 2010-05-03 | 2010-07-15 | Rep | Dealing in securities | 2010-05-03 | 2010-07-15 | Rep | Advising on securities | 2011-09-30 | 2012-01-23 | Rep | Dealing in securities | 2011-09-30 | 2012-01-23 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-10-27 | 2012-01-23 |
| 4 | WILSON SECURITIES LIMITED | Rep | Advising on securities | 2010-08-04 | 2011-09-16 | Rep | Dealing in securities | 2010-08-04 | 2011-09-16 |
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