Lam, Che Chuen 林志全
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Hafoo Securities Limited | Rep | Dealing in securities | 2010-07-27 | 2011-12-31 |
| 2 | Huarong International Securities Limited | Rep | Advising on securities | 2012-01-16 | 2012-03-01 | Rep | Dealing in securities | 2012-01-16 | 2012-03-01 | RO | Advising on securities | 2012-03-01 | 2012-09-27 | RO | Dealing in securities | 2012-03-01 | 2012-09-27 |
| 3 | KGI ASIA LIMITED | Rep | Advising on securities | 2008-08-18 | 2010-07-14 | Rep | Dealing in securities | 2008-09-05 | 2010-07-14 |
| 4 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2012-10-12 | 2014-06-08 |
| 5 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2006-07-03 | 2008-08-02 |
| 6 | WILSON SECURITIES LIMITED | Rep | Advising on securities | 2010-07-27 | 2011-03-23 | Rep | Dealing in securities | 2010-07-27 | 2011-03-23 | RO | Advising on securities | 2011-03-23 | 2011-12-31 | RO | Dealing in securities | 2011-03-23 | 2011-12-31 |
| 7 | WM (HK) Limited | Rep | Advising on corporate finance | 2004-05-04 | Rep | Asset management | 2004-05-04 | Rep | Dealing in securities | 2004-05-04 | Rep | Advising on securities | 2006-06-10 |
| 8 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-06-19 | 2015-07-27 |
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