Zhang, Yu (SFC:AQS656) 張煜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | RO | Advising on securities | 2020-07-28 | 2020-09-17 | RO | Asset management | 2020-07-28 | 2020-09-17 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | RO | Advising on futures contracts | 2011-04-26 | 2013-10-11 | RO | Dealing in futures contracts | 2011-04-26 | 2013-10-11 |
| 3 | EXCELLENT TIDE SECURITIES LIMITED | RO | Dealing in securities | 2020-07-28 | 2020-09-17 |
| 4 | GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-04-07 | 2010-05-31 | RO | Dealing in futures contracts | 2010-05-31 | 2010-10-16 | RO | Advising on futures contracts | 2010-08-06 | 2010-10-16 |
| 5 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-04-07 | 2010-05-31 | RO | Dealing in securities | 2010-05-31 | 2010-10-16 |
| 6 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2016-04-21 | 2016-10-17 | Rep | Dealing in futures contracts | 2016-04-21 | 2016-10-17 | Rep | Dealing in securities | 2016-04-21 | 2016-10-17 | RO | Advising on securities | 2016-10-17 | 2018-08-17 | RO | Dealing in futures contracts | 2016-10-17 | 2018-08-17 | RO | Dealing in securities | 2016-10-17 | 2018-08-17 |
| 7 | QUANTSMILE (HK) LIMITED | Rep | Asset management | 2015-08-19 | 2016-04-09 |
| 8 | South China Futures Investment Limited | RO | Dealing in futures contracts | 2020-07-28 | 2020-09-17 |
| 9 | T G SECURITIES LIMITED | RO | Dealing in futures contracts | 2015-08-19 | 2016-04-09 | RO | Dealing in securities | 2015-08-19 | 2016-04-09 |
| 10 | Tongfang Securities Limited | Rep | Advising on securities | 2018-11-23 | 2019-04-01 | Rep | Dealing in securities | 2018-11-23 | 2019-04-01 | Rep | Asset management | 2019-01-29 | 2020-05-04 | RO | Advising on securities | 2019-04-01 | 2020-05-04 | RO | Dealing in securities | 2019-04-01 | 2020-05-04 |
| 11 | Yunrui Asset Management Limited | RO | Advising on securities | 2022-02-09 | RO | Asset management | 2022-02-09 |
| 12 | Yunrui Securities Limited | RO | Dealing in securities | 2022-02-09 |
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