Au, Kin Man 歐建文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHOW SANG SANG FUTURES LIMITED | Rep | Advising on futures contracts | 2005-01-06 | Rep | Asset management | 2005-01-06 | Rep | Dealing in futures contracts | 2017-09-25 | RO | Dealing in futures contracts | 2017-09-25 | 2021-04-30 |
| 2 | CHOW SANG SANG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2003-08-04 | Rep | Advising on corporate finance | 2004-10-29 | Rep | Advising on securities | 2004-10-29 | Rep | Asset management | 2004-10-29 | Rep | Dealing in securities | 2004-10-29 |
| 3 | CHOW SANG SANG SECURITIES LIMITED | Rep | Automated trading services | 2003-08-04 | Rep | Advising on corporate finance | 2005-01-06 | Rep | Advising on securities | 2005-01-06 | Rep | Asset management | 2005-01-06 | Rep | Dealing in securities | 2017-09-25 | RO | Dealing in securities | 2017-09-25 | 2021-04-30 | RO | Advising on securities | 2019-01-16 | 2021-04-30 |
| 4 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2021-08-03 | 2021-09-17 | RO | Dealing in futures contracts | 2021-09-17 | 2023-12-22 |
| 5 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2021-08-03 | 2021-09-17 | Rep | Dealing in securities | 2021-08-03 | 2021-09-17 | RO | Advising on securities | 2021-09-17 | 2023-12-22 | RO | Dealing in securities | 2021-09-17 | 2023-12-22 |
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