Ko, Lawerance Lap Wai 高立緯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHOW SANG SANG FUTURES LIMITED | Rep | Advising on futures contracts | 2004-04-28 | |
| 2 | CHOW SANG SANG FUTURES LIMITED | Rep | Asset management | 2004-04-28 | |
| 3 | CHOW SANG SANG FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-03-07 | |
| 4 | CHOW SANG SANG SECURITIES (HK) LIMITED | Rep | Advising on securities | 2004-05-19 | 2004-10-29 |
| 5 | CHOW SANG SANG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2004-05-19 | 2004-10-29 |
| 6 | CHOW SANG SANG SECURITIES LIMITED | Rep | Advising on securities | 2004-05-19 | 2004-11-22 |
| 7 | CHOW SANG SANG SECURITIES LIMITED | Rep | Dealing in securities | 2004-05-19 | 2021-03-07 |
| 8 | SoFi Securities (Hong Kong) Limited | Rep | Advising on securities | 2021-03-16 | |
| 9 | SoFi Securities (Hong Kong) Limited | Rep | Dealing in securities | 2021-03-16 |
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