Lau, Nga Yee 劉雅儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHOW SANG SANG FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-06-14 | 2020-01-01 |
| 2 | CHOW SANG SANG SECURITIES LIMITED | Rep | Dealing in securities | 2007-06-14 | 2021-04-30 |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2007-05-16 | 2007-05-26 |
| 4 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2007-05-16 | 2007-05-26 |
| 5 | Funderstone Futures Limited | Rep | Dealing in futures contracts | 2006-11-13 | 2007-04-11 |
| 6 | Funderstone Securities Limited | Rep | Dealing in securities | 2006-11-13 | 2007-04-11 |
| 7 | KGI ASIA LIMITED | Rep | Dealing in securities | 2021-06-15 |
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