Lee, Toby Wing Keung 李永強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHOW SANG SANG FUTURES LIMITED | Rep | Advising on futures contracts | 2005-01-04 | Rep | Asset management | 2005-01-04 | Rep | Dealing in futures contracts | 2019-01-16 | RO | Dealing in futures contracts | 2019-01-16 | 2020-12-31 |
| 2 | CHOW SANG SANG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2003-08-04 | Rep | Advising on corporate finance | 2004-10-29 | Rep | Advising on securities | 2004-10-29 | Rep | Asset management | 2004-10-29 | Rep | Dealing in securities | 2004-10-29 |
| 3 | CHOW SANG SANG SECURITIES LIMITED | Rep | Automated trading services | 2003-08-04 | Rep | Advising on corporate finance | 2005-01-04 | Rep | Advising on securities | 2005-01-04 | Rep | Asset management | 2005-01-04 | Rep | Dealing in securities | 2019-01-16 | Rep | Advising on securities | 2019-01-16 | 2021-02-28 | RO | Dealing in securities | 2019-01-16 | 2021-02-28 |
| 4 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-03-22 | 2021-04-28 |
| 5 | DELTA ASIA SECURITIES LIMITED | Rep | Advising on securities | 2021-03-01 | 2021-04-28 | Rep | Dealing in securities | 2021-03-01 | 2021-04-28 |
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