Lo, Ying Lun 勞應麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHOW SANG SANG FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-05-10 | 2021-04-30 |
| 2 | CHOW SANG SANG SECURITIES LIMITED | Rep | Dealing in securities | 2005-01-25 | 2021-04-30 |
| 3 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-05-03 | 2023-07-22 |
| 4 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2021-05-03 | 2023-07-22 |
| 5 | Prime Cdex Securities Limited | Rep | Advising on corporate finance | 2003-11-06 | Rep | Advising on securities | 2003-11-06 | Rep | Asset management | 2003-11-06 | Rep | Dealing in securities | 2003-11-12 |
| 6 | SBI China Capital Commodities Limited | Rep | Dealing in futures contracts | 2004-10-21 | 2005-01-05 |
| 7 | SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2003-11-17 | 2005-01-05 |
| 8 | SBI China Capital Securities Limited | Rep | Dealing in securities | 2003-11-17 | 2005-01-05 |
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