Mok, Hung Lau 莫紅柳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in securities | 2012-02-03 | 2012-10-20 |
| 2 | CHOW SANG SANG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2003-08-04 | Rep | Advising on corporate finance | 2004-10-29 | Rep | Advising on securities | 2004-10-29 | Rep | Asset management | 2004-10-29 | Rep | Dealing in securities | 2004-10-29 |
| 3 | CHOW SANG SANG SECURITIES LIMITED | Rep | Automated trading services | 2003-08-04 | Rep | Advising on corporate finance | 2005-01-04 | Rep | Advising on securities | 2005-01-04 | Rep | Asset management | 2005-01-04 | Rep | Dealing in securities | 2012-01-01 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2012-10-25 | 2015-08-17 |
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